9660 Hillcroft Ave, Ste 120B,
Houston, TX 77096
Joe’s responsibilities include servicing 350 retail investment and life insurance clients, and formerly supervised the securities activities for registered representatives affiliated with Transamerica Financial Advisors in Houston. He holds the following securities licenses: 6, 7, 24, 63, and Texas Group One.
From 1999-2001, he served as a FINRA District 6 Committee Member, and the first and only field representative in the history of Transamerica Financial Advisors to do so. He currently serves as an Arbitration Panelist on the FINRA Dispute Resolution Roster of Neutrals. From 2001-2004, he served as the Lay Committee Chairman on Meals on Wheels, Houston, TX.
His hobbies include travel, tennis, snow skiing, fly fishing, astronomy and hiking. Joe graduated from Southern Methodist University in Dallas, TX. He married his wife, Karen A. Storthz in 1981, and they have a daughter, Amy.
Securities States: AR, CA, IL, MI, TX
